Dear Client,

Letter of Introduction

This Letter of Introduction is an important document and you are requested to please read it carefully. In terms of the Financial Advisory & Intermediary Services Act 2002 (FAIS) I am required to make you aware of certain information in respect of our my practice at an early stage. If there is anything that you do not understand please request further information from me or my partners as stipulated in the document. You are entitled to a copy of this document for your own records.

This document covers the following topics

• License Status (The status and registration number of the licence under which I am a representative)
• Authorised Financial Services and Products
• Conflicts of Interest
• Indemnity Cover
• Confidentiality
• Compliance with the Financial Advisory and Intermediary Services Act “FAIS”
• Complaints
• Contact particulars of the Ombud

Please verify the contents of this document by contacting the product provider/s mentioned in this document and confirming that we indeed have a relationship as stipulated in this document.